The Power of Affiliation
By affiliating with Kestra, Maverick Wealth Management has chosen to elevate the
services they provide to help guide you toward your financial goals.
Oversight and Governance
Kestra Investment Services, LLC is a broker-dealer registered with the Securities and Exchange Commission (SEC) and is a member of the Financial Industry Regulatory Authority (FINRA) and the Securities Investor Protection Corporation (SIPC). Broker-dealer and investment advisory services and fees differ and it is important for you to understand these differences.
Direct Access and Simplified Statements
Our independent financial professionals produce at some of the highest levels in the business, and we offer them an unprecedented direct level of support. If you’re looking for the best turnkey solution in the industry, call us today.
Growing Support
Our growing footprint means we’re serving financial professionals coast to coast, building out real estate space to help them successfully run their businesses from locations that support work-life balance.
Daily ongoing support is provided by our executive team in San Diego along with over 200 Kestra Financial employee partners in Austin.
Our Investment Protection Pledge
When you invest with an advisor who affiliates with Kestra, your assets are protected with multiple levels of security.
Kestra Investment Services, LLC member FINRA/SIPC Kestra Investment Services, LLC is registered with the U.S. Securities Commission and the Municipal Securities Rulemaking Board. An investor brochure that describes the protections that may be provided by the MSRB rules and how to file a complaint with the appropriate regulatory authority is available at www.MSRB.org.
Check the background of Kestra Investment Services, LLC on FINRA’s BrokerCheck.